ABSTRACT
Background Chemotherapeutic resistance and local recurrence or distant organ metastasis are the major causes of cancer mortality. Conventional cancer treatments do not consistently prevent cancer recurrence.
Methods We illustrate the key roles that cancer stem cells and the tumor microenvironment—particularly the lymph node stromal microenvironment—play in tumor drug resistance, metastasis, and recurrence in 2 representative cancers: colorectal cancer and follicular lymphoma.
Conclusion We believe that combination treatment with chemotherapeutic agents in conjunction with targeted therapies, such as stromal/cancer stem cell signaling–targeted therapy, may effectively minimize cancer recurrence.
INTRODUCTION
The current treatments of most solid organ tumors are surgically based with the addition of chemotherapy and radiation depending on tumor stage and histological grade.1 The standard treatment for colon cancer is resectional therapy with the addition of postoperative chemotherapy for lymph node (LN)-positive cancers and those with poor pathologic features such as lymphovascular invasion. Unfortunately, despite appropriate surgery and standard chemotherapeutic treatments, up to 50% of these cancers will recur, making chemotherapeutic resistance and local recurrence or distant organ metastasis the major causes of cancer mortality.2,3 Conventional treatments—surgery with chemotherapy and radiation—fail to effectively prevent extranodal recurrence, even in cases of successful eradication of all visible tumors.4,5 When such recurrences occur, the cancer cells often demonstrate a chemoresistant phenotype. This chemoresistance can be associated with genetic alterations within the cancer cells, but recent studies propose that recurrence is associated with the presence of cancer stem cells (CSCs, also called tumor-initiating cells)6,7 and the interaction with the LN microenvironment.8,9 Current cancer therapies inadequately treat this rare but highly significant population of CSCs.2,10 These therapies do not address the tumor-nurturing role that the microenvironment, specifically the LN microenvironment, plays in cancer recurrence. Thus, an alternative therapeutic approach should be considered.
CANCER STEM CELLS
Recent evidence indicates the functional heterogeneity of cancer cells is a result of cell differentiation,11 and a specific cell population of CSCs exists in various cancers that may be identified by cell surface markers such as CD133, CD44, aldehyde dehydrogenase 1 (ALDH1) enzyme expression, or side population (SP). However, specific CSC markers are cancer dependent.12,13 CSCs are similar to normal stem cells in that they have the ability to self-renew while producing differentiated daughter cells.14 Conventional chemotherapies and radiotherapies target proliferating cells and require active cycling to induce apoptosis. The quiescent nature of CSCs allows for resistance to conventional chemoradiation treatments.7,15,16 Thus, in addition to conventional cancer treatments, targeting the CSC population may be essential to prevent recurrence or metastasis.
Colorectal CSCs
In the United States, colorectal cancer is the third most common malignancy and the second most common cause of cancer-related mortality, with an estimated incidence of 143,000 cases and 51,000 deaths per year.5 Colorectal CSCs (Co-CSCs) express a variety of surface markers, including CD133,10,17,18 ALDH1,19 the epithelial specific antigen (CD326), CD44, and CD166.20 CD133, a transmembrane glycoprotein molecule with a molecular weight of 120 kDa on chromosome 4p15.32, is one of the more promising cell surface markers. CD133+ cancer cells were shown to have the ability to self-renew, retain tumorigenicity, and regenerate a tumor after treatment.17,20 Li et al21 showed that in stage IIIB colon cancer, recurrence correlated with the percentage of CD133+ cells present in the original tumor. While CD133+ cells have been shown to meet some of the characteristics of CSCs, their specificity as a true Co-CSC marker has been questioned.22 CD133+ cells might represent a heterogeneous population of cells, and CD133 might lack a functional role in tumor initiation.23 Do CD133+ cells need other interactions to function as tumor-initiating cells? We recently used colorectal cancer cell lines HT-29 and HCA-7 and human colorectal cancer specimens to show that a small proportion of Co-CSCs expressing both CD133 and C-X-C chemokine receptor type 4 (CXCR4)—a membrane-bound receptor for stromal cell-derived factor-1 or chemokine (C-X-C motif) ligand 12 (CXCL12)—demonstrated increased tumor-initiating ability in immunodeficient mice in the presence of a human LN stromal cell line—HK cells24,25—and HK cell-conditioned media. In addition, these double-positive Co-CSCs were enriched in a chemotherapy-resistant cell population.26 Thus, CD133 and CXCR4 in combination may be better markers for drug-resistant Co-CSC.
Follicular Lymphoma CSCs
Follicular lymphoma is the second most common form of non-Hodgkin lymphoma (NHL) in the Western Hemisphere, representing nearly 25% of all NHL cases.27 Follicular lymphoma arises from B cells, with a clinical course that is frequently indolent and responsive to chemotherapy. However, multiple relapses following treatment are common. More than half of the patients who experience a recurrence become refractory to treatment and do not survive more than 5 years.28
A quiescent population of drug-resistant CSCs has been identified in the SP fraction in various malignancies, including Hodgkin lymphoma.29-33 The SP fraction expressed the drug-resistant gene ATP-binding cassette sub-family G member 2 (ABCG2) and demonstrated higher tumorigenic capacity than the non-SP fraction.29,34,35 Recently, we used a CSC enrichment technique to isolate the SP fraction from both the follicular lymphoma cell line and patient specimens. Compared with parental cells, a significantly higher percentage of cells in the SP cell fraction formed colonies, initiated tumors, and were resistant to chemotherapy and irradiation treatments, confirming that SP cells obtained from follicular lymphoma were highly enriched with CSCs. Most important, we found that follicular lymphoma stem cells (FL-SCs) interact with follicular dendritic cells (FDCs)/HK cells in a CXCL12/CXCR4-dependent manner to maintain tumorigenicity.36
Other Cancers
CSCs and their interaction with tumor stromal cells were also discovered in other cancers, such as bladder, brain, breast, ovarian, and prostate cancers (Table).12 CSCs exist in various cancers with cell surface markers dependent on cancer type. Some are supported by interactions with the LN stroma for survival, proliferation, tumorigenesis, drug resistance possible metastasis, and recurrence.
CANCER STROMAL MICROENVIRONMENT
Studies show that not all cancer cells are tumorigenic.45 Some cancer cells require coinjection with stromal cells to form tumors in immunodeficient mice,26,46 indicating that CSCs are supported by microenvironmental factors produced by the surrounding stroma.47 For example, Gilbertson and Gutmann48 found that in brain tumors, the interaction between brain CSCs and signals from the local microenvironment is significant for region-specific tumorigenesis. In mouse renal carcinoma cell studies, Smith et al49 found that agarose macrobeads selectively support CSCs in a 3-dimensional culture that mimics the in vivo tumor microenvironment. The tumor microenvironment has been recognized as a major factor influencing the growth of cancer and impacting the outcome of therapy. While the niche cells are not malignant per se, their role in supporting cancer growth is vital for tumor survival. Thus, niche cells have become an attractive target for chemotherapeutic agents.50 Clearly, environment-mediated drug resistance is induced by signaling events from the tumor microenvironment and is likely to be reversible because removal of the microenvironment restores the tumor's drug sensitivity.8,51
LN Stromal Microenvironment: FDCs
Evidence shows that CSCs that develop in lymphoid follicles as in follicular lymphoma or CSCs that metastasize to the LN are stimulated by the LN microenvironment. The major problems with follicular lymphoma treatment are relapse and transformation. The transformation of follicular lymphoma to therapy-resistant aggressive large B-cell lymphoma52 is associated with the induction of stromal gene signatures, including CXCL12.53 The potential mechanisms of relapse may involve the interaction of tumorigenic follicular lymphoma cells with the stromal cell counterpart present in the LN.54 One of the putative stromal cell types that may interact with follicular lymphoma cells is FDCs. FDCs are present in the germinal center of lymphoid follicles, the site of follicular lymphoma origin.55 FDCs have been found to initiate and maintain a protumorigenic microenvironment56 by producing appropriate cytokines57 and chemokines that promote lymphoma cell proliferation.36,46,58
FDCs are the most abundant stromal cell type in the LN microenvironment. While their tumor-promoting effects are well known, their origin was recently suggested to arise from ubiquitous perivascular precursors expressing platelet-derived growth factor receptor beta.59 LN metastasis is one of the strongest negative prognostic factors for a number of cancers. For example, the majority of patients with colorectal cancer present with regional LN involvement (stage III disease), suggesting that the LN microenvironment plays a significant role in promoting extranodal recurrence and further metastasis.4 For colorectal cancer, FDCs are unique LN stromal cells that display both autocrine and paracrine properties, analogous to cancer-associated stromal fibroblasts that have been shown to nurture colorectal cancer cells through the production of various cytokines and growth factors.60 Colorectal cancer cells interact with tumor-fostering stromal cells and the extracellular matrix in a protective fashion, decreasing chemotherapy-induced apoptosis.61
To evaluate the role of LN stromal cells in tumor growth, we established in vivo tumor models using CSCs and an FDC cell line—HK cells. Although derived from tonsilar cells, the HK cell line functionally resembles primary FDCs in expressing smooth muscle antigen, von Willebrand factor, and vimentin, but not CD31, and in supporting germinal center B cells and lymphoma growth.46,57 In our in vivo model, the addition of HK cells increased tumor formation, especially in lower dosages of CSCs, suggesting that FDCs/HK cells play a key role in cancer cell survival, tumor initiation, and in vivo growth in both follicular lymphoma and colorectal cancer models.26,36
CXCL12/CXCR4 Signaling
Various chemokines play important roles in stromal cell/CSC niche interaction. CXCL12 is a chemokine that regulates many essential biological processes, including revascularization, cellular adhesion, and tumorigenesis.62 CXCL12 is also one of many soluble microenvironmental factors produced by FDCs in a paracrine fashion.63 It has a negative effect in multiple cancers.64 For example, CXCL12 and CXCR4 are involved in tumor metastasis and extranodal recurrence in colorectal cancer,65-67 and the metastatic activity of CD133+CXCR4+ CSCs is increased in pancreatic cancer.68 Downregulation of CXCR4 significantly decreased cell migration and invasion only in pancreatic CSCs cocultured with pancreatic stromal cells.69
HK cells are known to produce CXCL12. We also found that CXCR4 is active on SP cells in follicular lymphoma and Co-CSCs. In transwell migration assays, we found that FL-SCs specifically migrated toward HK cells and CXCL12 in a dose-dependent manner. Their migration was inhibited by the presence of AMD3100, a specific small molecule inhibitor of CXCL12/CXCR4 signaling.
Similarly, the CXCL12/CXCR4 axis is also associated with in vitro colorectal cancer migration, lymphatic and distant dissemination, disease recurrence, and decreased survival rate.65,67,70 In our experiments, drug-resistant colorectal cancer cells showed increased expression of CD133 and CXCR4. Our observation is in agreement with Dessein et al71; they recently demonstrated that CXCR4 induction acts as a major mechanism underlying invasion in drug-resistant HT-29 cells. This phenomenon is not limited to colorectal cancers; CD133+CXCR4+ migrating CSCs play a crucial role in tumor initiation, growth, and metastasis in human pancreatic, prostate, and breast cancer.68,72
Cell-Cell Contact
The tumor stromal microenvironment could also promote cancer chemoresistance by direct cell-cell contact. For example, Xu et al73 proposed that transforming growth factor beta 1 (TGF-β1) produced by bone marrow stromal cells promotes the survival and chemoresistance of leukemia cells via direct cell-to-cell interactions. They showed that the blockade of TGF-β1 signaling by LY2109761 effectively inhibited prosurvival signaling and could enhance the efficacy of chemotherapy against myelomonocytic leukemic cells in the bone marrow microenvironment. Rafii et al74 demonstrated the capacity of Hospicells—an original type of stromal cells—to confer chemoresistance to ovarian and breast cancer cells by direct cell-cell contact and the exchange of membrane patches and multidrug-resistant proteins.75
In follicular lymphoma, we found that SP cells enriched in cell populations that are adherent to HK cells express ABCG2, a multidrug resistance transporter, and are in close contact with HK cells in the initial stage of tumor formation in immunodeficient mice. The HK cell dependence of FL-SCs in tumorigenesis is in both a cell-cell contact fashion and in a CXCL12/CXCR4-dependent manner because AMD3100 effectively inhibits HK cell-promoted in vivo tumor growth of the FL-SCs.36
Cytokines and Other Factors
In addition to stromal cell factors, CSCs interact with and are regulated by other cells in the tumor microenvironment via inflammatory cytokine networks, such as interleukin (IL)-1, IL-6, and IL-8.76 Recombinant human IL-1 alpha enhanced the chemotherapy-induced growth inhibition in HCT116 colon cancer cells.77 In the particular case of the plasma cell cancer multiple myeloma, the adhesion between multiple myeloma cells and bone marrow fibroblasts led to the increased secretion of IL-6.78 This pleiotropic cytokine has demonstrated the capacity to induce the resistance of multiple myeloma cells to apoptotic stimuli and chemotherapeutic drugs via the Janus kinase/signal transducers and activators of transcription (STAT) pathway and the expression of the antiapoptotic protein Bcl-xL.79 IL-6–mediated STAT3 activation plays a specific role in maintaining an inflammatory positive feedback loop in breast CSCs.80,81 In Co-CSCs, researchers found that STAT3 was constitutively activated and that these cells were sensitive to STAT3 or IL-6 inhibition for tumorigenesis.82 In addition, blockage CXCR1, an IL-8 receptor, targeted breast cancer CSCs using specific antibodies or small molecule inhibitors.83
Autocrine production of IL-4 in colon cancer cells was reported to contribute to chemoresistance84 by protecting tumorigenic CSCs from antitumor therapies through upregulation of antiapoptotic genes.85,86 In contrast, overexpression of IL-12, a potent immunomodulatory cytokine, reduced the expression of IL-4 and STAT6 in Co-CSCs, tumor-sphere formation, and tumor initiation.87 Cytokines are also used as agents for differentiation therapy. In renal cancer, it has been proposed that IL-15 directs the epithelial differentiation of CSCs to differentiated nontumorigenic cells that are sensitive to chemotherapy.88
In addition to cytokines, other factors may also be involved in supporting CSCs. For example, in bladder cancer, when cancer cells undergo the epithelial to mesenchymal transition (EMT), their invasiveness, drug resistance, angiogenesis, and metastatic ability are increased, giving rise to a more aggressive tumor type. Additionally, the tumor-supportive microenvironment (tumor-associated stromal cells and the extracellular matrix) plays a key role in tumorigenesis, tumor progression, and metastasis formation.89
To disseminate and metastasize, the cancer cells activate the EMT pathway, thereby switching toward a migrating CSC (MCSC) phenotype. This switch might be induced by the tumor microenvironment that secretes EMT-inducing growth factors and the interaction with the extracellular matrix. MCSCs can subsequently enter the blood circulation, disseminate, extravasate, and eventually colonize in the target organs to form (macro)-metastases. This process could also explain metastases at distant sites due to the different microenvironment not secreting EMT-inducing signals.89,90
SIGNIFICANCE
Chemotherapeutic resistance and local recurrence or distant metastasis are the major causes of cancer mortality. The observed interaction between CSCs and stromal cells provides critical insights into the mechanism of cancer drug resistance and recurrence. The CSC models suggest that niche cell signaling plays an important role in CSC-mediated tumorigenesis and evasion of chemotherapy. In both follicular lymphoma and colorectal cancer studies,26,36 we demonstrated in vitro and in vivo that drug-resistant CSCs interact with stromal FDCs via CXCL12/CXCR4 signaling to maintain tumorigenicity, suggesting that CXCL12 is one of the candidate cytokines that FDCs might secrete to modulate the tumorigenicity of these diseases (Figure). In our models, CSCs in both follicular lymphoma and colorectal cancer were enriched by chemotherapy in the presence of stromal cells. This finding suggests that targeting CSCs alone may not suffice to minimize recurrence and that future treatments must address LN microenvironmental support as well.
Our findings are in agreement with a recent report that Co-CSC marker Wnt signaling activity is regulated by the microenvironmental myofibroblast-secreted factors,47 implicating the microenvironment as a dominant factor in Co-CSCs. CXCL12 expression in B-cell lymphoma was associated with poor prognosis.53 FDCs may promote CSC tumor growth in 2 ways: (1) by supporting CSC survival and activation for tumor initiation by providing soluble factors such as CXCL12 and (2) by enhancing the host response to increase tumor angiogenesis.
Thus, the CSCs and the environment that protects them could be therapeutic targets that eradicate recurrence. Studies that identify and characterize CSCs and their interactions with the tumor microenvironment are important steps in the development of biologically based, curative treatments for cancer. Understanding the essential signals for tumor chemoresistance and survival produced by tumor stromal cells may help develop prognostic biomarkers and novel therapeutic strategies.91 For example, a predictive gene signature was identified in bladder cancer studies that could serve as an indicator of tumor progression.37 In addition, CD47 plays a significant role in inhibiting phagocytosis, making it a prime drug target so that CD47 inhibition would enhance macrophage phagocytosis of tumor cells (Table).
Prognostic Markers
Tumor invasion and regional LN metastasis are important factors for determining cancer prognosis. For example, the 5-year survival rate for stage I colorectal cancer is 90%, but the rate decreases to 75% and 50% for stage II and III patients, respectively.4 Prognostic markers are urgently needed for cancers like colorectal cancer, especially for stage II patients. Currently, 2 prognostic biomarkers of colorectal cancer recurrence are used in the clinical setting: the Oncotype DX colon cancer assay (Genomic Health, Inc., Redwood City, CA) in the United States and ColoPrint (Agendia, Amsterdam, The Netherlands) in Europe.92,93 Their use has been limited because they are only prognostic biomarkers and not predictive biomarkers.
The development of biomarkers that are both prognostic and predictive can greatly impact the treatment of LN-positive colorectal cancer. Recently, several studies have focused on such prognostic markers. Saiki et al,94 using reverse transcription polymerase chain reaction analysis, revealed that the expression of stem cell–related genes, including LIN28 and SOX2, correlated with LN metastasis. Although the colorectal cancer tumor tissues examined had been collected by laser microdissection, these results may indicate that the Co-CSC population is increased at metastatic sites. When putative CSC markers were tested in colorectal cancer tumor buds, ABCG5 and EpCAM were significantly associated with a poorer prognosis.95 However, most published studies have been conducted with bulk tumor samples without differentiating the response between Co-CSCs and non-CSCs. Because Co-CSCs are such a small population, precise analysis of prognostic markers within Co-CSCs may yield more accurate prognostic significance.
In follicular lymphoma, CXCL12 and CXCR4 expression may also serve as prognostic markers for risk of disease transformation, because FL-SCs express higher levels of CXCR4 and inhibition of CXCL12/CXCR4 interaction abolished FLK-1 cell—a follicular lymphoma cell line—tumor formation in nonobese diabetic/severe combined immunodeficiency mice. Recent reports showed that migrating populations enrich CSCs in neuroblastoma SP cells,29 and migrating CD133+CXCR4+ CSCs are essential for pancreatic adenocarcinoma metastasis.68
The prognostic biomarkers may be used to identify patients who are at greatest risk of recurrence and in need of the most aggressive and novel therapies. For example, Witkiewicz et al40 identified the loss of stromal caveolin-1 as a surrogate biomarker associated with an increase in cell cycle progression, the secretion of growth factors, and angiogenic potential in the tumor microenvironment.41
Novel Therapeutic Targets
Current treatments for cancers are not curative for the majority of patients and were designed and deemed successful based on the response of the bulk population of tumor cells.14 Effects on a rare CSC population or on cells in the supportive microenvironment are largely unknown but presumed to be inadequate given the high rates of cancer recurrence. A deeper understanding of the essential signals produced by tumor stromal cells to promote CSC survival could suggest new therapeutic targets. For example, targeting the stem cell niche interaction may be an attractive approach for targeting CSCs.
Antibody-mediated inhibition of CXCL12/CXCR4 signaling completely abrogated the CXCL12-mediated cell migration of lymphocytic leukemias and lymphomas, as well as the migration of lymphoma cells toward LN stromal cells.96-98 Additionally, AMD3100 inhibited infiltration of lymphoma cells into liver and lung tissues by inhibiting CXCL12/CXCR4 signaling, supporting the theory that AMD3100 disrupts the CSC niche and makes CSCs more susceptible to chemotherapy.99 Therefore, our findings26,36 that inhibition of CXCL12/CXCR4 signaling reduced the migration of lymphoma cells and Co-CSCs toward stromal cells and inhibited tumor formation are consistent with previous reports and highlight the idea that one mechanism of action of AMD3100 in these diseases may be the elimination of CSCs. AMD3100 has been used clinically in the setting of mobilization of normal hematopoietic stem cells prior to autologous stem cell transplantation. The safety and efficacy of AMD3100 in combination with chemotherapy in a variety of hematologic malignancies, including lymphomas, are being investigated in clinical trials. We have hypothesized that AMD3100 disrupts the CSC niche and makes CSCs more susceptible to chemotherapy.36
Most solid-tumor in vivo studies generate subcutaneous human tumor xenografts using immunodeficient mice.12 The mouse microenvironment is artificial for human tumors. Thus, drug regimens that are curative in mouse subcutaneous xenograft models often do not have a significant effect on human disease.100 To overcome this hurdle, we have established humanized tumor microenvironment models for follicular lymphoma and colorectal cancer.26,36 In these models, coinoculation of human stromal cells with cancer cells re-creates a humanized microenvironment similar to that of an LN. Our data show that the humanized microenvironment is essential for CSCs to form a tumor in immunodeficient mice, selectively supports CSCs' survival from chemotherapeutic drugs, and enhances drug-resistant CSC tumor formation through CXCL12/CXCR4 signaling. The CSC and stromal interaction in vivo model could serve as a humanized microenvironment model to identify and analyze key interactions and signaling molecules in CSCs and evaluate response to targeted agents.
In addition to colorectal cancers and follicular lymphoma, as summarized in the Table, stromal/CSC interaction in various cancers requires the involvement of many molecules and agents. Annabi et al38 suggested that membrane type 1 matrix metalloprotease (MMP) and MMP-9—two MMPs that contribute to the blood-brain barrier opening and to the radioresistance phenotype in brain tumor cells—may be promising new targets in the annihilation of CSCs as an anticancer therapy. In the breast cancer model, Tsuyada et al39 identified chemokine ligand 2, STAT3, and Notch1 as potential therapeutic targets in deterring CSC-stimulating cancer-host crosstalk, providing a method for defeating CSC-mediated disease progression and treatment resistance. This study furthered our understanding of how the tumor microenvironment influences CSCs as the cancer and host niche coevolve.39 Kim et al42 suggested that the combined targeting of the CXCL12/CXCR4 axis and the implementation of dacarbazine treatment could serve as a therapy to block chemoresistant CD133+ melanoma CSC metastasis toward a lymphatic metastatic niche. In addition, the potential use of TGF-β1 as a therapy in the intervention of ovarian cancer may be helpful because of its involvement in cancer invasion and tumor progression through the regulation of tissue transglutaminase.43 Thus, closer scrutiny of CSCs and their supporting microenvironment, especially LN microenvironmental factors, will lead to a better understanding of mechanisms of cancer recurrence and metastasis and, ultimately, to novel targeted therapies.
Cancer growth and metastasis are dynamic processes. Many stromal environmentally dependent tumors become independent in recurrence. We have also observed some FDC-dependent B-cell lymphoma cells adapt detour growth pathways and bypass the FDC requirement for their growth and tumor formation.101 Our humanized tumor microenvironment models for follicular lymphoma and colorectal cancer are focused on CSC/stromal interaction in early stages of cancer progress. These models may bring future potential therapeutic targets to light that will prevent and reduce recurrence.
CONCLUSION
Not all cancer cells constituting a tumor are the same; a small population of CSCs exists.102 Cancer poses a problem not only with its cancer cells, but also in its involvement with a microenvironment that specifically supports CSCs. Thus, the CSC population is responsible for recurrence and metastasis with help from its stromal environment.64,68 Therefore, combination treatment with chemotherapy drugs in conjunction with other therapies, such as stromal/CSC signaling—targeted therapy may effectively minimize cancer recurrence.103
This article meets the Accreditation Council for Graduate Medical Education and the American Board of Medical Specialties Maintenance of Certification competencies for Patient Care and Medical Knowledge.
ACKNOWLEDGMENT
We are very grateful to Ms Barbara Siede for the artistry of the illustration.
Footnotes
Funding: This work was partially supported by NIH/NCI grant R01 CA089057 (LL) and Ladies Leukemia League, Metairie, LA (LL).
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